Document Type

Article

Publication Date

7-2014

Journal Title

Hastings Business Law Journal

ISSN

1554-849X

Abstract

This article will explore the factors that contribute to less-than-optimal transparency, consistency, and fairness in pre-trial bargaining under the Foreign Corrupt Practices Act. The article will conclude with recommendations to strengthen the current system and make it more fair.

The article is divided into four Parts: Part I will discuss the extent of the bribery problem worldwide; the history of the FCPA; and the reasons behind the recent dramatic increase in FCPA enforcement.

Part II will discuss the elements that make up FCPA ‘jurisprudence’ given that so few cases are litigated in court; the history of using DPAs and NPAs to address corporate wrongdoing; and the development of the guidelines and principles underlying DOJ prosecutors’ charging decisions with respect to corporate law enforcement.

Part III will delve more deeply into the guidelines underlying DOJ prosecutors’ charging decisions, questioning if recent steps taken by DOJ have mistakenly led to a decrease in procedural protections offered by the Department to parties accused of corporate wrongdoing, thereby resulting in increased negotiation power imbalances. This Part will also consider whether a corporate “compliance defense” similar to that enacted in the United Kingdom would be an appropriate and effective way to counterbalance DOJ’s superior negotiation power in the FCPA context. Finally, this Part will discuss potential consequences of increasing judicial review within the DPA and NPA negotiation and implementation processes.

Part IV will discuss possible solutions to the overall dilemma posed by the article, namely, how to increase transparency, consistency, and fairness in pre-trial negotiations between DOJ and parties accused of FCPA violations.

First Page

347

Last Page

406

Num Pages

60

Volume Number

10

Issue Number

2

Publisher

University of California Hastings College of Law

File Type

PDF

Included in

Criminal Law Commons

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